Contents
Appendices · 7 min read
Appendix D · Control and Adviser Worksheet
The controls to implement and the advisers to engage, in order.
01Controls
- Bank statements reviewed by a partner who does not write checks.
- Dual authorization threshold set for payments.
- Vendor setup requires approval independent of the payer.
- Direct-deposit changes require out-of-band verification.
- User access logs reviewed monthly for after-hours entries.
02Advisers
- Counsel retained before any third-party record request.
- Forensic accountant engaged through counsel for privilege.
- Outside accountant engaged for fixed-schedule review.
- IT adviser engaged to secure access logs and preserve digital evidence.
Continue offline
Every chapter, worksheet, and checklist in one edition you can annotate.
Buy the guidebookMore in Appendices
Appendix A · Master Review Checklist
Every phase compressed into one checklist you can work through in order.
Appendix B · Transaction Review Worksheet
A one-page worksheet for examining a single suspicious transaction.
Appendix C · Records and Evidence Log
The chain-of-custody log that makes your evidence defensible.
Sources and Further Reading
The public bodies, frameworks, and references that ground the methods in this guidebook.