Contents
Appendices · 6 min read
Appendix B · Transaction Review Worksheet
A one-page worksheet for examining a single suspicious transaction.
01Per transaction
- Date, amount, account, and counterparty as recorded.
- Authorizing person, and the approval evidence (signature, email, system log).
- Supporting document — invoice, receipt, contract — and whether it reconciles to the issuer.
- Beneficiary of the payment, and any relationship to the authorizer.
- Independent confirmation obtained (bank, vendor, customer).
- Finding: confirmed, unsupported, or diverted.
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Every chapter, worksheet, and checklist in one edition you can annotate.
Buy the guidebookMore in Appendices
Appendix A · Master Review Checklist
Every phase compressed into one checklist you can work through in order.
Appendix C · Records and Evidence Log
The chain-of-custody log that makes your evidence defensible.
Appendix D · Control and Adviser Worksheet
The controls to implement and the advisers to engage, in order.
Sources and Further Reading
The public bodies, frameworks, and references that ground the methods in this guidebook.